Solutions / By Vertical · Financial Services

Security architecture for regulated finance.

Banks, capital markets, asset managers, and fintech operators run on multi-vendor stacks under continuous regulatory scrutiny. BTA designs, deploys, and operates the controls that keep the audit clean and the trading floor up.

Zero Trust, microsegmentation, and policy automation across data centers and co-location. PCI DSS, SOX, GLBA, and FFIEC translated into enforceable architecture.

Financial Services
Why this matters

What financial services teams call us about.

Regulators do not slow down for migrations. The architecture has to hold up to live audits while the business keeps moving.

  • Risk 01

    Audit cadence outpaces change control

    PCI DSS, SOX, GLBA, FFIEC, and state-level frameworks land on top of each other. Manual evidence collection cannot keep up with the rate of architecture change.

  • Risk 02

    Lateral movement risk in flat networks

    Trading platforms, customer data, and back-office systems on shared segments create blast-radius exposure. Microsegmentation is a board-level conversation, not a project.

  • Risk 03

    Multi-vendor sprawl and data center moves

    Co-location migrations, cloud bursts, and M&A consolidations bring three firewalls and four orchestration tools into the same change window.

Scope of work

What BTA delivers for financial services.

Architecture, deployment, and operating handoff across the four pillars (Protect, Detect, Optimize, Observe).

  • 01

    Zero Trust microsegmentation

    Cisco Secure Workload, Architect Explorer™, and PAE drive east-west policy at the application tier with audit-grade reporting.

  • 02

    PCI DSS and SOX policy automation

    Automate policy lifecycle, change control, and evidence collection. Compliance becomes a continuous output, not a quarterly fire drill.

  • 03

    Data center and co-location migration

    Architectural design and SIMPLE-driven execution for moves into Equinix, Digital Realty, or owned facilities, including segmentation and detection cutover.

  • 04

    Detection and response engineering

    XDR, SIEM, and firewall change management tuned to financial-services attack patterns and insider risk.

  • 05

    Vendor and policy consolidation

    Rationalize Cisco, Palo Alto, Fortinet, F5, and cloud-native controls into a single, governable policy plane.

  • 06

    Resilience and disaster recovery

    Backup readiness reviews, DR architecture, and recovery runbooks aligned to FFIEC and operational-resilience expectations.

  • 07

    Fractional CISO and CIO

    Senior leadership through 6 or 12-month engagements during M&A, audit remediation, or modernization windows.

  • 08

    Mentoring and enablement

    Internal teams operate the system on Day-2. Knowledge transfer is contracted, not optional.

Frameworks

Compliance frameworks BTA aligns to in Financial Services.

Architecture, deployment, and evidence collection produced as continuous outputs of the engagement.

  • PCI DSS
  • SOX
  • GLBA
  • FFIEC
  • SOC 2
  • NIST CSF
  • GDPR
Customer outcomes

Engagements that informed our Financial Services practice.

Selected projects with measurable customer outcomes.

  • Financial Services

    Zero Trust micro-segmentation during an IT migration.

    A global financial organization stood up Zero Trust and micro-segmentation during a migration to co-location facilities. InterVision and BTA partnered with Cisco to deliver the deployment.

    • 70%
      Improvement in compliance posture
    • Months → weeks
      Policy analysis and enforcement timeline
    • Zero Trust
      Micro-segmentation in production
    Read full case study
  • Financial Services

    Network security micro-segmentation, on-prem and cloud, in 6 months.

    A global financial firm faced executive pressure to modernize security following industry breaches. BTA designed and executed a Cisco Secure Workload proof of value that combined deployment, policy development, mentoring, training, and operational documentation.

    • 6 months
      Full engagement, on-prem to cloud
    • Granular
      Security zones from real-time traffic
    • ServiceNow
      Integration into existing operations
    Read full case study
Outcomes

What Financial Services delivers.

Concrete, customer-side results we measure to.

  • 70%
    Improvement in compliance posture
  • Months → weeks
    Policy analysis and enforcement timeline
  • Zero Trust
    Microsegmentation in production
  • Audit
    Grade reporting through automation
What makes us different

We're architects who execute.

Three principles every BTA engagement runs on. Visible in the work itself.

  • We architect, deploy, and stay through Day-2.

    Every engagement is end-to-end. We design the target environment, deploy it in stages, and remain on hand through the operational handoff.

  • We train your team to own the outcome.

    Training is part of every engagement. By the close of an engagement, your operators can run, maintain, and defend the system to an auditor.

  • We measure success when your team runs it alone.

    An engagement closes when your team is operating the solution without us in the room. SIMPLE methodology enforces this exit criterion on every project.

SIMPLE Methodology
See how SIMPLE works
Engagement models

We meet you where you are.

Some teams want the full BTA delivery from architecture to handoff. Others bring us in for a single advisory window or a fully managed operations contract. Pick the model that fits and adjust as the business changes.

Talk to a specialist
Or pick a focused engagement format
Financial Services · FAQ

Financial Services, answered.

Direct answers from BTA leadership who run Financial Services engagements.

  • Do you work with banks under continuous FFIEC examination?

    Yes. BTA delivers architecture, segmentation, and detection programs that are designed to evidence the FFIEC IT Handbook and SOC 2 controls. The deliverable includes the audit-ready documentation, not just the technology.
  • Can you support a co-location migration without dropping trading hours?

    Yes. We design wave-based cutovers with pre-staged segmentation, rollback gates, and live traffic validation. The SIMPLE methodology has run on more than 1,000 projects with zero failures, including financial-services data center moves.
  • How does BTA handle PCI DSS scope reduction?

    Microsegmentation through Cisco Secure Workload combined with Architect Explorer™ and PAE narrows the cardholder data environment, shrinks audit scope, and produces continuous evidence for assessors.
  • Are your architects familiar with capital-markets latency requirements?

    Yes. Our team has delivered low-latency segmentation, detection, and observability for trading and clearing environments where microseconds and policy enforcement both matter.
  • Can BTA serve as Fractional CISO during M&A or restructuring?

    Yes. Fractional CISO and CIO engagements run 6 or 12 months and include M&A integration, vendor consolidation, and audit remediation as defined deliverables.
30 minutes

Schedule a call. We’ll scope it in 30 minutes.

Bring your hardest architecture problem. We’ll tell you what we’d do, what it costs, and how long it takes.

  • 30-minute scoping call
  • 1,000+ projects shipped
  • Training in every engagement

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